
Wealth in Numbers
The Ultimate Dealmaker's Guide to SPVs, Syndication, and Private Investment
By: Max Avery, Jake Claver, Jordan M. Hutchinson (Foreword by)
Paperback | 28 December 2024
At a Glance
482 Pages
22.86 x 15.24 x 2.72
Paperback
RRP $35.19
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Step into the world of elite investing. Wealth in Numbers is not your average finance book-it's a masterclass in Special Purpose Vehicles (SPVs), an innovative tool transforming the investment landscape. Designed for both seasoned investors and ambitious entrepreneurs, this book is your gateway to maximizing private investment deals with precision and confidence.
Inside, you'll discover advanced strategies to build, manage, and leverage your deal flow with SPVs, transforming them into powerful tools for multiplying your opportunities. Learn how to engineer your financial future with this amazing strategy once reserved for the elite, now at your fingertips.
From real-world applications to step-by-step guidance, Wealth in Numbers is the ultimate resource for those ready to elevate their portfolios, diversify strategically, and gain a serious edge in today's fast-evolving markets. This is more than a book; it's your blueprint for creating wealth with purpose. Your journey to a new era of investing begins here.
Industry Reviews
"Wealth in Numbers is a must-read for anyone in real estate development or private investments. It offers a clear roadmap for using SPVs to fuel growth and manage assets effectively-a resource I wish I had earlier in my career."
-Ross A. Hillesheim, Principal, 1850 Properties
Throughout my career in Real Estate, I've made use of Special Purpose Vehicles countless times. In Wealth in Numbers, Jake and Max make a complex topic approachable, turning it into a powerful catalyst for growth. This book is a practical guide to leveraging private investment vehicles and unlocking their wealth-creation potential. For serious investors looking to elevate their portfolio, this resource is a must-have addition to their library.
-Dave Pinson, Partner, Mosch Capital
"A must-read for anyone looking to build wealth in the 21st century. Avery and Claver provide an inside peek into the world of SPVs, offering to the masses what was once a tool for only the financial elites. Highly recommend reading for anyone interested in the world of private investing!"
-Melissa Barall, Investor
"This book takes the mystery out of SPVs with clear, practical, and step-by-step guidance. Packed with real-world examples, Jake and Max empower readers to confidently set up and manage SPVs-from setup and tax planning to profit distribution-for profitable and savvy private investments."
-Taylor Pierce, Vice President, Great Oaks Capital Partners, LLC.
"Must read! Without proper structuring through SPVs, even the best investment opportunities wither on the vine. On the other hand, an efficient SPV structure addresses multiple issues like a well engineered machine becomes a thing of beauty."
-Eric Wong, Director, Celera
"Max and Jake give an understanding of SPVs in an easy way for students to seasoned investors, there are great takeaways to in this guide for navigating the world of private investment."
-Dr. Manoj D. Mahajan,
Associate Professor and Senior Research Scientist Stony Brook University Center of Excellence in Wireless & IT
"SPVs are essential in private investing, yet often confuse first-time investors. In this concise and practical guide, Jake & Max simplify the process with a clear, step-by-step approach to navigating the process of SPVs and syndicates. Whether you're new to the field or looking to deepen your understanding, this book is a must-read for anyone involved in private investments."
-Christian Durfee, Founder, InvestLink Social
"What Jake and Max have written isn't a stuffy book of theory, it's actionable and practical. Investors of all stripes will get a lot out of this book."
-Nick Dimondi, Film Producer
"As someone who has spent 6 years in the small business acquisition world, I've seen how powerful SPVs can be in structuring simple and complex deals. Wealth in Numbers does a great job breaking down using SPVs in a clear, actionable way that's easy to grasp. From managing risks to optimizing tax strategies, it gives you the tools to simplify even the toughest transactions. If you're working on mergers or acquisitions of any size, Wealth in Numbers will help you understand how using SPVs can make your deals smoother and more efficient."
-Ben Kelly, President, Acquisiton Ace
Foreword - i
Introduction - vii
What is an SPV? - 1
Understanding Securities - 4
Starting with Why - 9
Key Benefits of SPVs - 25
Notable Real-World Examples of SPVs - 33
Your Role as GP - 37
Understanding Limited Partnership - 42
General Partner Tips & Best Practices - 47
Planning and Goal Setting for SPVs - 51
Select The Right Jurisdiction - 59
International Jurisdictions - 64
How to Structure Your SPV - 69
Introduction to Securities Exemptions - 71
Rule 506(b) & 506(c) - 77
Understanding Rule 506(b) - 82
Establishing a Substantive Pre-existing Relationship - 88
Understanding Rule 506(c) - 93
Deciding Between 506(b) and 506(c) - 96
SPV Fees and Compensation - 99
Offering Size and Minimum Investment - 108
Planning Your Exit Strategy - 113
Creating Your SPV - 119
Mistakes to Avoid - 119
The Value of Legal Advice - 121
Forming the SPV - 122
Choosing a Registered Agent - 125
Establish a Dedicated Bank Account for Your SPV - 132
Creating the SPV Documents - 143
Investor Questionnaire - 145
Private Placement Memorandum - 149
Subscription Agreement - 156
ACH Authorization Form - 162
W-8 & W-9 documents - 164
The Power of Connections - 171
The Importance of Authority - 176
Establishing Your Online Presence - 178
Create a Newsletter - 181
Get a Quality Headshot - 182
Leverage Public relations - 183
Podcast Appearances - 184
Getting in the Right Rooms - 189
Build Your Contact Database - 213
The Art of Investor Selection - 217
Investor Classification - 219
Profiling the Ideal Investor - 227
Investor Accrediation - 231
Understanding Investors - 233
Knowing When to Say No: Selecting the Right Investors - 236
Building a Winning Pitch - 259
Preparing Before your Pitch - 259
Investor Questions To Prepare For - 263
Investor Outreach - 269
Balancing Confidentiality - 276
Errors to Avoid in Capital Raising - 279
Crafting Your Investor Pitch - 283
Understanding Trust Curves - 297
The Three Trust Curves - 298
Due Diligence - 303
Moving Investors to Say Yes - 309
Finalizing Your SPV Investment Deal - 315
Investor Onboarding Checklist - 318
Understanding KYC & AML - 319
Accreditation Verification - 323
Issuing Capital Calls - 331
Build and Manage Capitalization Tables - 335
Deploying Capital - 341
Deal Management - 345
Capital Account Statements - 348
Investor Updates - 352
Scheduled Actions - 355
Managing Investor Relationships During Difficult Times - 359
Making the Process Enjoyable - 361
Regulatory Compliance - 367
Secondary Sales - 369
BOI Reporting - 374
Document Retention - 375
Data Protection and Confidentiality - 378
Monitor and Review Compliance - 383
Navigating Reg D & Form D - 384
Filing Form D on EDGAR - 389
SEC EDGAR Filing Codes - 390
Tax Implications and Strategies - 395
Understanding Your Schedule K-1 - 398
State and Local Tax Considerations for SPVs - 406
International Tax Considerations for SPVs - 408
Exiting The Deal - 411
Calculating and Distributing Proceeds - 412
Executing the Distribution - 413
Post Close Activities - 414
Forms and Documents Required for SPV Dissolution - 415
Performance Evaluation Metrics for SPV Investments - 417
Benefits of Using an Online Platform - 421
Tokenization of SPVs - 425
The End - 429
Glossary of Terms - 431
ISBN: 9798218532659
Published: 28th December 2024
Format: Paperback
Language: English
Number of Pages: 482
Audience: General Adult
Publisher: Trade Days Publishing
Dimensions (cm): 22.86 x 15.24 x 2.72
Weight (kg): 0.7
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