
Fault-Diagnosis Systems
An Introduction from Fault Detection to Fault Tolerance
By:Â Rolf Isermann
Paperback | 13 October 2005
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496 Pages
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| Introduction | p. 1 |
| Process automation and process supervision | p. 1 |
| Contents | p. 3 |
| Historical notes | p. 8 |
| Fundamentals | |
| Supervision and fault management of processes - tasks and terminology | p. 13 |
| Basic tasks of supervision | p. 13 |
| Faults, failures, malfunctions | p. 20 |
| Reliability, availability, safety | p. 21 |
| Fault tolerance and redundancy | p. 24 |
| Knowledge-based fault detection and diagnosis | p. 25 |
| Analytic symptom generation | p. 26 |
| Heuristic symptom generation | p. 27 |
| Fault diagnosis | p. 27 |
| Implementation issues | p. 27 |
| Problems | p. 29 |
| Reliability, Availability and Maintainability (RAM) | p. 31 |
| Reliability | p. 31 |
| Type of faults | p. 31 |
| Reliability estimation | p. 32 |
| Connected elements | p. 37 |
| Maintainability | p. 39 |
| Availability | p. 42 |
| Fault management for total life cycles | p. 42 |
| Some failure statistics | p. 42 |
| Statistics of components | p. 43 |
| Statistics of systems | p. 45 |
| Problems | p. 47 |
| Safety, Dependability and System Integrity | p. 49 |
| Reliability analysis | p. 50 |
| Event tree analysis (ETA) and fault tree analysis (FTA) | p. 50 |
| Failure mode and effects analysis (FMEA) | p. 51 |
| Hazard-analysis (HA) | p. 54 |
| Risk classification | p. 54 |
| Integrated reliability and safety design | p. 57 |
| Problems | p. 57 |
| Fault-Detection Methods | |
| Process Models and Fault Modelling | p. 61 |
| Fault models | p. 63 |
| Basic fault models | p. 63 |
| Examples for fault models | p. 64 |
| Process models | p. 71 |
| Theoretical and experimental modelling | p. 71 |
| Static process models | p. 73 |
| Linear dynamic process models | p. 74 |
| Nonlinear process models | p. 81 |
| Problems | p. 82 |
| Signal models | p. 83 |
| Harmonic oscillations | p. 83 |
| Single oscillations | p. 83 |
| Superposition | p. 84 |
| Amplitude modulation | p. 84 |
| Frequency and phase modulation | p. 85 |
| Beating (Libration) | p. 85 |
| Superposition and nonlinear characteristics | p. 88 |
| Stochastic signals | p. 88 |
| Continuous-time stochastic signals | p. 89 |
| Discrete-time stochastic signals | p. 91 |
| Problems | p. 93 |
| Fault detection with limit checking | p. 95 |
| Limit checking of absolute values | p. 95 |
| Trend checking | p. 95 |
| Change detection with binary thresholds | p. 97 |
| Estimation of mean and variance | p. 97 |
| Statistical tests for change detection | p. 100 |
| Change detection with fuzzy thresholds | p. 107 |
| Adaptive thresholds | p. 107 |
| Plausibility checks | p. 108 |
| Problems | p. 109 |
| Fault detection with signal models | p. 111 |
| Analysis of periodic signals | p. 111 |
| Bandpass filtering | p. 113 |
| Fourier analysis | p. 113 |
| Correlation Functions | p. 114 |
| Fourier transformation | p. 115 |
| Fast Fourier transformation (FFT) | p. 117 |
| Maximum entropy spectral estimation | p. 122 |
| Cepstrum analysis | p. 127 |
| Analysis of non-stationary periodic signals | p. 129 |
| Short-time Fourier transform | p. 129 |
| Wavelet transform | p. 129 |
| Analysis of stochastic signals | p. 131 |
| Correlation analysis | p. 131 |
| Spectrum analysis | p. 133 |
| Signal parameter estimation with ARMA-models | p. 133 |
| Vibration analysis of machines | p. 134 |
| Vibrations of rotating machines | p. 134 |
| Vibration signal models | p. 135 |
| Vibration analysis methods | p. 139 |
| Speed signal analysis of combustion engines | p. 141 |
| Problems | p. 146 |
| Fault detection with process-identification methods | p. 147 |
| Identification with correlation functions | p. 149 |
| Estimation of correlation functions | p. 149 |
| Convolution | p. 150 |
| Parameter estimation for linear processes | p. 151 |
| Method of least squares (LS) | p. 152 |
| Extended least squares (ELS) method | p. 158 |
| Modifications of basic recursive estimators | p. 159 |
| Parameter estimation of time-varying processes | p. 164 |
| Parameter estimation for continuous-time signals | p. 167 |
| Parameter estimation in closed loop | p. 169 |
| Identification of nonlinear processes | p. 170 |
| Parameter estimation for nonlinear static processes | p. 171 |
| Parameter Estimation with Classical Nonlinear Models | p. 172 |
| Artificial Neural Networks for Identification | p. 173 |
| Identification with Grid-based Look-up Tables for Static Process | p. 188 |
| Parameter Estimation for Non-continuously Differentiable Nonlinear Processes (Friction and Backlash) | p. 190 |
| Symptom generation with identification models | p. 193 |
| Problems | p. 195 |
| Fault detection with parity equations | p. 197 |
| Parity equations with transfer functions | p. 197 |
| Parity equations with state-space models | p. 203 |
| Continuous-time parity approach | p. 203 |
| Discrete-time parity approach | p. 207 |
| Properties of residuals | p. 210 |
| Generation of enhanced residuals | p. 210 |
| Generation of structured residuals | p. 213 |
| Sensitivity of parity equations | p. 219 |
| Parity equations for nonlinear processes | p. 220 |
| Parity equations for special nonlinear processes | p. 220 |
| Parity equation for nonlinear, local linear models | p. 221 |
| Parameter estimation with parity equations | p. 226 |
| Problems | p. 228 |
| Fault detection with state observers and state estimation | p. 231 |
| State observers | p. 231 |
| Additive faults | p. 232 |
| Multiplicative faults | p. 234 |
| Fault isolation with state observers | p. 234 |
| State estimation (Kalman filter) | p. 237 |
| Output observers | p. 243 |
| Comparison of the parity- and observer-based approaches | p. 246 |
| Comparison of residual equations | p. 246 |
| Comparison by simulations | p. 247 |
| Problems | p. 252 |
| Fault detection of control loops | p. 253 |
| Effects of faults on the closed loop performance | p. 253 |
| Signal-based methods for closed-loop supervision | p. 254 |
| Methods for the detection of oscillations in closed loops | p. 260 |
| Model-based methods for closed-loop supervision | p. 261 |
| Problems | p. 265 |
| Fault detection with Principal Component Analysis (PCA) | p. 267 |
| Principal components | p. 267 |
| Fault detection with PCA | p. 273 |
| Comparison and combination of fault-detection methods | p. 279 |
| Assumptions of model-based fault detection | p. 279 |
| Suitability of model-based fault-detection methods | p. 282 |
| Combination of different fault-detection methods | p. 283 |
| Fault-Diagnosis Methods | |
| Diagnosis procedures and problems | p. 287 |
| Introduction to fault diagnosis | p. 287 |
| Problems of fault diagnosis | p. 289 |
| Diagnosis knowledge representation | p. 290 |
| Prior knowledge | p. 290 |
| Typical statistical symptom distributions | p. 291 |
| Data size | p. 291 |
| Symptom representation | p. 292 |
| Problems | p. 292 |
| Fault diagnosis with classification methods | p. 295 |
| Simple pattern classification methods | p. 295 |
| Bayes Classification | p. 296 |
| Geometric classifiers | p. 299 |
| Polynomial classification | p. 300 |
| Decision trees | p. 302 |
| Neural Networks for fault diagnosis | p. 305 |
| Multi-layer perceptron networks | p. 306 |
| Radial-basis function networks | p. 307 |
| Clustering and self-organizing networks | p. 309 |
| Problems | p. 310 |
| Fault diagnosis with inference methods | p. 311 |
| Fault trees | p. 312 |
| Approximate reasoning | p. 317 |
| Forward chaining | p. 318 |
| Backward chaining | p. 322 |
| Summary and comparison | p. 323 |
| Hybrid neuro-fuzzy systems | p. 324 |
| Structures | p. 324 |
| Identification of membership functions | p. 329 |
| Identification of rules with predefined membership functions | p. 330 |
| Optimization methods | p. 332 |
| Self-learning classification tree (SELECT) | p. 333 |
| Problems | p. 343 |
| Fault-Tolerant Systems | |
| Fault-tolerant design | p. 347 |
| Basic redundant structures | p. 347 |
| Degradation steps | p. 351 |
| Problems | p. 353 |
| Fault-tolerant components and control | p. 355 |
| Fault-tolerant sensors | p. 355 |
| Hardware sensor redundancy | p. 355 |
| Analytical sensor redundancy | p. 356 |
| Fault-tolerant actuators | p. 358 |
| Fault-tolerant communication | p. 359 |
| Fault-tolerant control systems | p. 360 |
| Automatic fault-management system | p. 362 |
| Problems | p. 365 |
| Application Examples | |
| Fault detection and diagnosis of DC motor drives | p. 369 |
| DC motor | p. 369 |
| DC motor test bench | p. 369 |
| Parity equations | p. 371 |
| Parameter estimation | p. 373 |
| Experimental results for fault detection | p. 373 |
| Experimental results for fault diagnosis with SELECT | p. 376 |
| Electrical throttle valve actuator | p. 382 |
| Actuator setup | p. 382 |
| Parameter estimation | p. 384 |
| Parity equations | p. 387 |
| Diagnostic equipment for quality control | p. 388 |
| Fault detection and diagnosis of a centrifugal pump-pipe-system | p. 391 |
| The pump-pipe-tank system | p. 391 |
| Mathematical models of the centrifugal pump | p. 392 |
| Parity equations and parameter estimation | p. 393 |
| Fault detection and diagnosis of an automotive suspension and the tire pressures | p. 401 |
| Mathematical model of a suspension and the test rig | p. 401 |
| Parameter estimation (test rig) | p. 402 |
| Parity equations (test rig) | p. 404 |
| Experimental results with a driving vehicle | p. 405 |
| Shock absorber fault detection during driving | p. 405 |
| Tire pressure supervision with spectral analysis | p. 409 |
| Appendix | p. 413 |
| Terminology in fault detection and diagnosis | p. 413 |
| State variable filtering of noisy signals to obtain signal derivations | p. 415 |
| Fuzzy logic - a short introduction | p. 416 |
| Basics | p. 416 |
| Simplification for Fault Diagnosis | p. 420 |
| Estimation of physical parameters for dynamic processes | p. 420 |
| Introduction | p. 420 |
| On the model structure for processes with lumped parameters | p. 422 |
| Calculation of the physical process coefficients | p. 424 |
| Example: Second order electrical circuit | p. 425 |
| From Parallel to Hierarchical Rule Structures | p. 426 |
| Parallel Rule Bases | p. 427 |
| Hierarchical Rule Bases | p. 428 |
| References | p. 435 |
| Index | p. 469 |
| Table of Contents provided by Ingram. All Rights Reserved. |
ISBN: 9783540241126
ISBN-10: 3540241124
Published: 13th October 2005
Format: Paperback
Language: English
Number of Pages: 496
Audience: Professional and Scholarly
Publisher: Springer Nature B.V.
Country of Publication: DE
Dimensions (cm): 24.13 x 16.51 x 3.18
Weight (kg): 0.74
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