Foreword xvii
Acknowledgements xix
Abbreviations xxi
1 Introduction 1
2 Types of Mobile Network by Multiple-Access Scheme 3
3 Cellular System 5
3.1 Historical Background 5
3.2 Cellular Concept 5
3.3 Carrier-to-Interference Ratio 6
3.4 Formation of Clusters 8
3.5 Sectorization 9
3.6 Frequency Allocation 10
3.7 Trunking E?ect 11
3.8 Erlang Formulas 13
3.9 Erlang B Formula 13
3.10 Worked Examples 14
3.10.1 Problem 1 14
3.10.2 Problem 2 16
3.10.3 Problem 3 16
4 Radio Propagation 19
4.1 Propagation Mechanisms 19
4.1.1 Free-Space Propagation 19
4.1.2 Propagation Models for Path Loss (Global Mean) Prediction 22
5 Mobile Radio Channel 27
5.1 Channel Characterization 28
5.1.1 Narrowband Flat Channel 31
5.1.2 Wideband Frequency Selective Channel 31
5.1.3 Doppler Shift 34
5.2 Worked Examples 36
5.2.1 Problem 1 36
5.2.2 Problem 2 36
5.3 Fading 36
5.3.1 Shadowing/Slow Fading 37
5.3.2 Fast Fading/Rayleigh Fading 40
5.4 Diversity to Mitigate Multipath Fading 42
5.4.1 Space and Polarization Diversity 42
5.5 Worked Examples 44
5.5.1 Problem 1 44
5.5.2 Problem 2 44
5.5.3 Problem 3 45
5.6 Receiver Noise Factor (Noise Figure) 45
6 Radio Network Planning 49
6.1 Generic Link Budget 49
6.1.1 Receiver Sensitivity Level 50
6.1.2 Design Level 50
6.1.2.1 Rayleigh Fading Margin 51
6.1.2.2 Lognormal Fading Margin 51
6.1.2.3 Body Loss 51
6.1.2.4 Car Penetration Loss 51
6.1.2.5 Design Level 51
6.1.2.6 Building Penetration Loss 52
6.1.2.7 Outdoor-to-Indoor Design Level 52
6.1.3 Power Link Budget 52
6.1.4 Power Balance 53
6.2 Worked Examples 56
6.2.1 Problem 1 56
6.2.2 Problem 2 57
6.2.3 Problem 3 58
7 Global System Mobile, GSM, 2G 59
7.1 General Concept for GSM System Development 59
7.2 GSM System Architecture 59
7.2.1 Location Area Identity (LAI) 62
7.2.2 The SIM Concept 63
7.2.3 User Addressing in the GSM Network 63
7.2.4 International Mobile Station Equipment Identity (IMEI) 63
7.2.5 International Mobile Subscriber Identity (IMSI) 64
7.2.6 Di?erent Roles of MSISDN and IMSI 64
7.2.7 Mobile Station Routing Number 64
7.2.8 Calls to Mobile Terminals 65
7.2.9 Temporary Mobile Subscriber Identity (TMSI) 66
7.2.10 Security-Related Network Functions: Authentication and Encryption 66
7.2.11 Call Security 67
7.2.12 Operation and Maintenance Security 69
7.3 Radio Speci?cations 69
7.3.1 Spectrum E?ciency 69
7.3.2 Access Technology 71
7.3.3 MAHO and Measurements Performed by Mobile 72
7.3.4 Time Slot and Burst 73
7.3.4.1 Normal Burst 74
7.3.4.2 Frequency Correction Burst (FB) 74
7.3.4.3 Synchronization Burst 75
7.3.4.4 Access Burst 75
7.3.4.5 Dummy Burst 75
7.3.5 GSM Adaptation to a Wideband Propagation Channel 76
7.3.5.1 Training Sequence and Equalization 76
7.3.5.2 The Channel Equalization 77
7.3.5.3 Diversity Against Fast Fading 78
7.3.5.4 Frequency Hopping 79
7.4 Background for the Choice of Radio Parameters 81
7.4.1 Guard Period, Timing Advance 83
7.5 Communication Channels in GSM 84
7.5.1 Tra?c Channels (TCHs) 84
7.5.2 Control Channels 85
7.5.2.1 Common Control Channels 85
7.5.2.2 Dedicated Control Channels 86
7.6 Mapping the Logical Channels onto Physical Channels 86
7.6.1 Frame Format 87
7.6.2 Transmission of User Information: Fast Associated Control Channel 88
7.6.2.1 Data Rates 88
7.6.3 Signalling Multiframe, 51-Frame Multiframe 88
7.6.4 Synchronization 89
7.6.4.1 Frequency Synchronization 90
7.6.4.2 Time Synchronization 90
7.6.5 Signalling Procedures over the Air Interface 90
7.6.5.1 Synchronization to the Base Station 90
7.6.5.2 Registering With the Base Station 91
7.6.5.3 Call Setup 91
7.7 Signalling During a Call 93
7.7.1 Measuring the Signal Levels from Adjacent Cells 93
7.7.2 Handover 94
7.7.2.1 Intra-Cell and Inter-Cell Handover 95
7.7.2.2 Intra- and Inter-BSC Handover 95
7.7.2.3 Intra- and Inter-MSC Handover 95
7.7.2.4 Intra- and Inter-PLMN Handover 95
7.7.2.5 Handover Triggering 95
7.7.3 Power Control 96
7.8 Signal Processing Chain 97
7.8.1 Speech and Channel Coding 97
7.8.2 Reordering and Interleaving of the TCH 99
7.9 Estimating Required Signalling Capacity in the Cell 100
7.9.1 SDCCH Con?guration 100
7.9.2 Worked Example 101
7.9.2.1 Problem 1 101
References 102
8 EGPRS: GPRS/EDGE 103
8.1 GPRS Support Nodes 103
8.2 GPRS Interfaces 104
8.3 GPRS Procedures in Packet Call Setups 104
8.4 GPRS Mobility Management 105
8.4.1 Mobility Management States 106
8.4.1.1 IDLE State 106
8.4.1.2 READY State 106
8.4.1.3 STANDBY State 106
8.4.2 PDP Context Activation 107
8.4.3 Location Management 108
8.5 Layered Overview of the Radio Interface 108
8.5.1 SNDP 108
8.5.2 Layer Services 109
8.5.3 Radio Link Layer 110
8.5.3.1 RLC Block Structure 110
8.5.4 GPRS Logical Channels 111
8.5.5 Mapping to Physical GPRS Channels 111
8.5.6 Channel Sharing 112
8.5.6.1 Downlink Radio Channel 113
8.5.6.2 Uplink Radio Channel 113
8.5.7 TBF 113
8.5.7.1 TBF Establishment 113
8.5.7.2 DL TBF Establishment 113
8.5.8 EGPRS Channel Coding and Modulation 15
8.6 GPRS/GSM Territory in a Base-Station Transceiver 115
8.6.1 PS Capacity in the Base Station/Cell 116
8.7 Summary 118
References 119
9 Third Generation Network (3G), UMTS 121
9.1 The WCDMA Concept 123
9.1.1 Spreading (Channelization) 124
9.1.2 Scrambling 127
9.1.3 Multiservice Capacity 128
9.1.4 Power Control 129
9.1.4.1 Open-Loop Power Control 130
9.1.4.2 Outer-Loop Power Control 130
9.1.5 Handover 132
9.1.5.1 Softer Handover 132
9.1.5.2 Other Handovers 134
9.1.5.3 Compressed Mode 134
9.1.6 RAKE Reception 135
9.2 Major Parameters of 3G WCDMA Air Interface 136
9.3 Spectrum Allocation for 3G WCDMA 136
9.4 3G Services 138
9.4.1 Bearer Service and QoS 138
9.5 UMTS Reference Network Architecture and Interfaces 140
9.5.1 The NodeB (Base Station) Functions in the 3G Network 141
9.5.2 Role of the RNC in 3G Network 141
9.6 Air-Interface Architecture and Processing 142
9.6.1 Physical Layer (Layer 1) 144
9.6.2 Medium Access Control (MAC) on Layer 2 144
9.6.3 Radio Link Control (RLC) on Layer 2 145
9.6.4 RRC on Layer 3 in the Control Plane 145
9.7 Channels on the Air Interface 146
9.7.1 Logical Channels 146
9.7.2 Transport Channels 146
9.7.2.1 Dedicated Transport Channel (DCH) 147
9.7.2.2 Common Transport Channels 147
9.7.3 Physical Channels and Physical Signals 148
9.7.4 Parameters of the Transport Channel 148
9.8 Physical-Layer Procedures 150
9.8.1 Processing of Transport Blocks 151
9.8.2 Spreading and Modulation 154
9.8.3 Modulation Scheme in UTRAN FDD 155
9.8.4 Composition of the Physical Channels 157
9.8.4.1 Dedicated Physical Channel 157
9.8.4.2 Common Downlink Physical Channels 160
9.9 RRC States 162
9.9.1 Idle Mode 162
9.9.2 RRC Connected Mode 164
9.9.3 RRC Connection Procedures 165
9.9.4 RRC State Transition Cases 166
9.10 RRM Functions 167
9.10.1 Admission Control Principle 167
9.10.2 Load/Congestion Control 168
9.10.3 Code Management 168
9.10.4 Packet Scheduling 168
9.11 Initial Access to the Network 169
9.12 Summary 170
References 171
10 High-Speed Packet Data Access (HSPA) 173
10.1 HSDPA, High-Speed Downlink Packet Data Access 173
10.2 HSPA RRM Functions 175
10.2.1 Channel-Dependent Scheduling for HS-DSCH 175
10.2.2 Rate Control, Dynamic Resource Allocation, Adaptive Modulation and Coding 176
10.2.3 Hybrid-ARQ with Soft Combining, HARQ 176
10.2.4 Retransmission Mechanism in the NodeB 176
10.2.5 Impact to Protocol Architecture 177
10.2.6 HARQ Schemes 178
10.3 MAC-hs and Physical-Layer Processing 181
10.4 HSDPA Channels 182
10.4.1 High-Speed Downlink Shared Channel (HS-DSCH) 182
10.4.2 HSDPA Control Channels 183
10.4.2.1 Fractional Downlink Power Control Channel 184
10.4.3 HS-DSCH Link Adaptation 184
10.5 HSUPA (Enhanced Uplink, E-DCH) 189
10.5.1 Control Signalling 190
10.5.2 Scheduling 190
10.6 Air-Interface Dimensioning 192
10.6.1 Input Parameters and Requirements 192
10.6.2 Tra?c Demand Estimation 193
10.6.2.1 PS Data Services (Release 99) 193
10.6.2.2 HSPA Data Services 193
10.6.3 Standard Tra?c Model 194
10.6.4 Link Budgets 195
10.6.4.1 Uplink Load Factor 196
10.6.4.2 Downlink Load Factor 197
10.6.4.3 Link Budget for R99 Bearers 198
10.6.4.4 Link Budget for HSPA 199
10.6.4.5 Results of Link Budget: Cell Range Calculation, Balancing UL with DL 199
10.6.4.6 Link Budget for Common Pilot Channel Signal 200
10.6.4.7 Link Budget Calculation for the Shared Release 99 and HSDPA Carriers 200
10.6.5 Uplink Capacity Estimation 201
10.6.5.1 Required Bandwidth and Load for Multiple Bearers with GOS Considerations 202
10.6.5.2 Simpli?ed Estimation of HSDPA Throughput Capacity 202
10.7 Summary 203
References 204
11 4G-Long Term Evolution (LTE) System 205
11.1 Introduction 205
11.2 Architecture of an Evolved Packet System 206
11.3 LTE Integration with Existing 2G/3G Network 207
11.3.1 EPS Reference Points and Interfaces 208
11.4 E-UTRAN Interfaces 209
11.5 User Equipment 210
11.5.1 LTE UE Category 210
11.6 QoS in LTE 211
11.7 LTE Security 212
11.8 LTE Mobility 214
11.8.1 Idle Mode Mobility 214
11.8.2 ECM-CONNECTED Mode Mobility 215
11.8.3 Mobility Anchor 216
11.8.4 Inter-eNB Handover 216
11.8.5 3GPP Inter-RAT Handover 218
11.8.6 Di?erences in E-UTRAN and UTRAN Mobility 218
11.9 LTE Radio Interface 219
11.10 Principle of OFDM 220
11.11 OFDM Implementation using IFFT/FFT Processing 223
11.12 Cyclic Pre?x 223
11.13 Channel Estimation and Reference Symbols 225
11.14 OFDM Subcarrier Spacing 227
11.15 Output RF Spectrum Emissions 227
11.16 LTE Multiple-Access Scheme, OFDMA 228
11.17 Single-Carrier FDMA (SC-FDMA) 229
11.18 OFDMA versus SC-FDMA Operation 230
11.19 SC-FDMA Receiver 231
11.20 User Multiplexing with DFTS-OFDM 231
11.21 MIMO Techniques 232
11.21.1 Precoding 234
11.21.2 Cyclic Delay Diversity (CDD) 236
11.22 Link Adaptation and Frequency Domain Packet Scheduling 237
11.23 Radio Protocol Architecture 238
11.23.1 User Plane 239
11.23.2 Control Plane 239
11.23.3 Scheduler 240
11.23.4 Logical and Transport Channels 240
11.23.5 Physical Layer 242
11.23.6 RRC State Machine 244
11.23.7 Time-Frequency Structure of the LTE FDD Physical Layer 244
11.24 Downlink Physical Layer Processing 248
11.24.1 Multiplexing and Channel Coding for Downlink Transport Channels 248
11.24.2 CRC Computation and Attachment to the Transport Block 248
11.24.3 Code Block Segmentation and Code Block CRC Attachment 249
11.24.4 Channel Coding 249
11.24.5 Rate Matching for Turbo Coded Transport Channels 249
11.24.6 Downlink Control Information Coding 250
11.24.7 Physical Channel Processing 250
11.24.7.1 Bit-Level Scrambling 251
11.24.7.2 Data Modulation 251
11.24.7.3 Layer Mapping 252
11.24.7.4 Precoding 252
11.24.7.5 Mapping to Resource Elements 255
11.24.7.6 Downlink Reference Signals 256
11.25 Downlink Control Channels 258
11.25.1 Structure of the Synchronization Channel 258
11.25.2 Time-Domain Position of Synchronization Signals 259
11.25.3 Frequency Domain Structure of Synchronization Signals 259
11.25.3.1 PSS Structure 259
11.25.3.2 SSS Structure 260
11.25.4 PBCH 260
11.25.5 Physical Control Format Indicator Channel: PCFICH 262
11.25.6 PDCCH 263
11.25.7 PHICH, Physical Hybrid-ARQ Indicator Channel 264
11.26 Mapping the Control Channels to Downlink Transmission Resources 264
11.27 Uplink Control Signalling 264
11.27.1 Processing of the Uplink Shared Transport Channel 266
11.27.2 Channel Coding of Control Information 266
11.27.3 Multiplexing and Channel Interleaving 266
11.27.4 Processing for Physical Uplink Shared Channel 268
11.27.5 Physical Uplink Control Channel, PUCCH 269
11.27.6 Multiplexing of UEs Within a PUCCH 269
11.27.7 Physical Random Access Channel (PRACH) 270
11.28 Uplink Reference Signals 271
11.28.1 Mapping of Reference Signals to the Uplink Frame Structure 272
11.29 Physical-Layer Procedures 273
11.29.1 Cell Search 273
11.29.2 Random Access Procedure 274
11.29.3 Link Adaptation 276
11.29.4 Power Control 277
11.29.5 Paging 278
11.29.6 HARQ 278
11.30 LTE Radio Dimensioning 279
11.30.1 LTE Coverage Dimensioning: Link Budget 280
11.30.1.1 Physical-Layer Overhead Factors 281
11.30.1.2 Multi-Antenna Systems 284
11.30.1.3 Required SINR 285
11.30.1.4 Link Budget Margins 285
11.30.1.5 Interference Margin 285
11.30.1.6 Maximum Allowable Path Loss (MAPL) 287
11.30.1.7 Required SINR 288
11.30.2 Cell Range and Cell Capacity 288
11.31 Summary 289
References 290
12 LTE-A 293
12.1 Carrier Aggregation 296
12.2 Enhanced MIMO 300
12.3 Coordinated Multi-Point Operation (CoMP) 303
12.3.1 CoMP Categories 304
12.3.2 Downlink CoMP 306
12.3.3 Uplink CoMP 307
12.4 Relay Nodes 309
12.4.1 Relay Radio Access 309
12.4.2 Relay Architecture 311
12.4.3 Resource Assignment for DeNB-RN Link in a Type 1 Relay 314
12.5 Enhanced Physical Downlink Control Channel (E-PDCCH) 315
12.6 Downlink Multiuser Superposition, MUST 315
12.7 Summary of LTE-A Features 317
References 317
13 Further Development for the Fifth Generation 319
13.1 Overall Operational Requirements for a 5G Network System 320
13.2 Device Requirements 320
13.3 Capabilities of 5G 321
13.4 Spectrum Consideration 321
13.5 5G Technology Components 322
13.5.1 Technologies to Enhance the Radio Interface 322
13.5.1.1 Advanced Modulation-and-Coding Schemes 323
13.5.1.2 Non-Orthogonal Multiple Access (NOMA) 323
13.5.1.3 Active Antenna System (AAS) 326
13.5.1.4 3D Beamforming and Multiuser MIMO (MU-MIMO) 327
13.5.1.5 Massive MIMO 328
13.5.1.6 Full Duplex Mode 329
13.5.1.7 Self-Backhauling 330
13.5.2 Technologies to Enhance Network Architectures 331
13.5.2.1 Software-De?ned Network 332
13.5.2.2 Cloud RAN 332
13.5.2.3 Network Slicing 332
13.5.2.4 Self-Organized Network, SON 334
13.6 5G System Architecture (Release 15) 335
13.6.1 General Concepts 335
13.6.2 Architecture Reference Model 335
13.6.3 Network Slicing Support 338
13.6.3.1 General Framework 338
13.6.3.2 Network Slice Selection Assistance Information (NSSAI) 338
13.6.3.3 Selection of a Serving AMF Supporting the Network Slices 339
13.6.3.4 UE Context Handling 340
13.7 New Radio (NR) 341
13.7.1 NG-RAN Architecture 341
13.7.2 Functional Split 342
13.7.3 Network Interfaces 343
13.7.3.1 NG Interface 343
13.7.4 Xn Interface 345
13.7.5 NG-RAN Distributed Architecture 346
13.7.5.1 F1 Interface Functions 347
13.7.5.2 F1 Protocol Structure 347
13.7.6 Radio Protocol Architecture 348
13.7.6.1 User Plane 348
13.7.7 NR Physical Channels and Modulation 350
13.7.7.1 Physical-Layer Design Requirements 350
13.7.7.2 Frame Structure and Physical Resources 352
13.7.8 Frames and Subframes 353
13.7.9 Physical Resources 354
13.7.9.1 Resource Grid 354
13.7.9.2 Resource Blocks 355
13.7.10 Carrier Aggregation 356
13.7.11 Uplink Physical Channels and Signals 356
13.7.12 Downlink Physical Channels and Signals 357
13.7.13 SS/PBCH Block 358
13.7.14 Coding and Multiplexing 359
13.7.15 NR Dual Connectivity 359
13.7.16 E-UTRA and NR Multi-RAT Dual Connectivity 360
13.7.16.1 Bearer Types for MR-DC Between LTE and NR 362
13.7.16.2 MR-DC User-Plane Connectivity 363
13.8 Summary 364
References 364
14 Annex: Base-Station Site Solutions 367
14.1 The Base-Station OBSAI Architecture 367
14.1.1 Functional Modules 367
14.1.2 Internal Interfaces 369
14.1.3 RP3 Interface 369
14.2 Common Public Radio Interface, CPRI 370
14.3 SDR and Multiradio BTS 371
14.4 Site Solution with OBSAI Type Base Stations 372
14.4.1 C-RAN Site Solutions 374
References 375
Index 377
