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The Regulation of Financial Planning in Australia : Current Practice, Issues and Empirical Analysis - Angelique Nadia Sweetman McInnes

The Regulation of Financial Planning in Australia

Current Practice, Issues and Empirical Analysis

Hardcover Published: 25th September 2019
ISBN: 9780367149970
Number Of Pages: 350

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This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.

The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.

This book makes a very useful reference to understanding financial planning licencing model in Australia.

ISBN: 9780367149970
ISBN-10: 0367149974
Series: Routledge Advances in Management and Business Studies
Audience: Tertiary; University or College
Format: Hardcover
Language: English
Number Of Pages: 350
Published: 25th September 2019
Country of Publication: GB
Dimensions (cm): 23.62 x 16.0  x 2.54
Weight (kg): 0.64

Earn 352 Qantas Points
on this Book