+612 9045 4394
Regulating Financial Services and Markets in the 21st Century - BLOOMSBURY ACADEMIC

Regulating Financial Services and Markets in the 21st Century

Sorry, the book that you are looking for is not available right now.

We did a search for other books with a similar title, however there were no matches. You can try selecting from a similar category, click on the author's name, or use the search box above to find your book.

Share This Book:

Contained in this volume is a set of high-level essays examining important issues at the forefront of financial services regulation. The contributors, who include lawyers, economists and regulators, address the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Using their extensive detailed knowledge of regulatory regimes to provide an authoritative analysis of the underlying issues affecting the broad development of financial services regulation, the contributors also attempt to answer fundamental questions about the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation.

Industry Reviews

I found this a very enjoyable and informative book and immediately ordered it for our law library. I must congratulate the authors and/or editors in managing to avoid serious overlaps between the various contributions. The range of essays is considerableI will certainly be recommending it to my students to dip in to. Alistair Alcock New Law Journal October 2001

List of Contributors
Regulating Financial Services and Markets in the Twenty First Century: An Overviewp. 1
Reforming Financial Regulation: Progress and Prioritiesp. 17
Regulatory Principles and the Financial Services and Markets Act 2000p. 25
Examining the Objectives of Financial Regulation - Will the New Regime Succeed? A Practitioner's Viewp. 37
Incentive v. Rule-Based Financial Regulation: A Role for Market Disciplinep. 59
Directors' Fiduciary Duties and the Approved Persons Regimep. 75
Fiduciary Duties, Regulation of Companies and Regulation of Individualsp. 89
Regulatory Discipline and the European Convention on Human Rights - A Reality Checkp. 95
Holding the Balance - Effective Enforcement, Procedural Fairness and Human Rightsp. 115
Regulating the Regulator - A Lawyer's Perspective on Accountability and Controlp. 127
Regulating the Regulator - An Economist's Perspective on Accountability and Controlp. 151
Public Accountability in the Financial Sectorp. 165
Regulating European Markets: The Harmonisation of Securities Regulation in Europe in the New Trading Environmentp. 189
The Case for a European Securities Commissionp. 211
New Issues in International Financial Regulationp. 235
The Financial Stability Forum (FSF): Just Another Acronym?p. 255
The Need for Efficient International Financial Regulation and the Role of a Global Supervisorp. 273
The Role of Rating Agencies in Global Market Regulationp. 297
The Role of Credit Rating Agencies in the Establishment of Capital Standards for Financial Institutions in a Global Economyp. 311
The Challenge of Technology - Regulation of Electronic Financial Marketsp. 323
Securities and Derivatives Marketsp. 323
Nasdaqp. 330
London Stock Exchangep. 335
Indexp. 341
Table of Contents provided by Blackwell. All Rights Reserved.

ISBN: 9781841132792
ISBN-10: 1841132799
Audience: BAC
Format: Hardcover
Language: English
Number Of Pages: 352
Published: 11th September 2001
Country of Publication: GB
Dimensions (cm): 23.39 x 15.6  x 2.06
Weight (kg): 0.67
Edition Number: 1