Conduct and Accountability in Financial Services

Name: Conduct and Accountability in Financial Services
Brand: Bloomsbury Publishing (AUS)
Price: 319.75 AUD
Availability: PreOrder

A Practical Guide

By: Stacey English, Susannah Hammond

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Paperback | 30 July 2026 | Edition Number 2

At a Glance

Paperback
424 Pages

Dimensions(cm)
24.8 x 15.6 x 2.54

Paperback

$319.75

or 4 interest-free payments of $79.94 with

Available: 30th July 2026

Preorder. Will ship when available.

Provides comprehensive and expert guidance on how best to implement and comply with the Senior Managers & Certification Regime (SM&CR) as well as acting as a guide to rule book requirements and regulatory expectations, it provides an in-depth look at the implications of the global focus on culture and conduct risk.

The second edition has been fully revised and updated and contains:

- An expanded chapter on technology in a post pandemic hybrid world and given the heightened regulatory focus
- Analysis of the Financial Services and Markets Act 2023 and how it affects SM&CR
- Coverage of the new consumer duty
- Details of the impact of Brexit
- An overview of cryptocurrencies and cryptoassets
- AML/sanctions against a backdrop of the continuing conflict in Ukraine

A must-read text for all staff in UK financial services firms, professional associations, industry bodies, regulators, academics and advisers to financial services organisations.

This title is included in Bloomsbury Professional's Banking and Finance Law online service.

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